Today, I want to consider what is the role of a Chief Compliance Officer (CCO) in strengthening the ethical culture of an organization. This blog post is based on, in part in an interview I did with ...

Compliance is one of the most important aspects of a registered investment advisor (RIA) firm’s responsibilities. At the heart of ensuring that a business keeps up with the industry's constantly ...

We often discuss the importance of a “Speak Up” culture. We encourage employees to report their concerns, we emphasize the important of such reporting to the life of an organization. Chief Compliance ...

A chief compliance officer (CCO) is a member of your firm’s team who can help protect your business from potential legal or regulatory issues. Registered investment advisors must have a CCO serving at ...

When it comes to the C-suite, the most underrated executive-level position is the chief communications officer (CCO). As experienced communications professionals, CCOs are often sought out during a ...

What makes a compliance officer effective at their role? Is an understanding of regulatory requirements enough? As a stakeholder in an independent wealth management firm, what do you look for in a CCO ...

The National Commission for the Certification of Crane Operators (CCO) has launched CCO Education Services LLC (CCO EDU) to focus on developing, auditing, and approving a network of “accredited” ...

Wanted: Seasoned executive to become a champion of the customer. Must be adept at breaking down organizational silos to create a persistent customer-first mentality across physical and digital ...

The chief communications officer turnover rate among Fortune 500 companies dropped 9% in 2023, according to a study by Patino Associates, with most CCOs in their roles for just under five years. The ...