Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...

On January 7, 2026, the Securities and Exchange Commission (the “SEC”) proposed updates to the definition of “small entity” ...

On3, 2026, SEC Chair Paul Atkins issued a statement directing the Division of Corporation Finance to conduct a comprehensive review of Regulation S-K, which governs various qualitative disclosures ...

Trade group urges Chair Paul Atkins to use existing authority to modernize disclosure rules for digital delivery for ...

Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a valuable exemption from SEC registration. This allows ...

The Securities and Exchange Commission is dropping its investigation into Robinhood’s crypto arm, the company revealed Monday. Robinhood said it received a letter from the SEC’s enforcement division ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

Broker/dealer advocates are pressing Securities and Exchange Commission Chair Paul Atkins on what they claim is the agency’s enforcement approach to “shoot first and ask questions later,” a practice ...

The United States Securities and Exchange Commission has recently unveiled a new rulemaking agenda that is meant to overhaul cryptocurrency regulations and reduce the ...

The IRS issued the proposed regulations to reflect changes made by H.R. 1 to the threshold for backup withholding for ...

The Financial Services Institute has asked the SEC to adopt formal rules that "ensure fairness, transparency and predictability in its enforcement practices." The request came in a letter sent by FSI ...