There was a time years ago when the only people able to trade actively in the stock market were those working for large financial institutions, brokerages, and trading houses. The arrival of online ...

US regulators are finalizing plans to replace a controversial rule that would dramatically lower a threshold for retail investors to trade equities and options more often. The Financial Industry ...

Apps like Robinhood may have to regulate predictive analytics used to encourage trading Chip Somodevilla / Staff / Getty Images The U.S. Securities and Exchange Commission (SEC) enhanced rules ...

On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments and certain enhanced disclosure requirements related to Rule 10b5-1 trading plans. The new amendments include: ...